Manager – Compliance (PMS)
- Category
- Compliance
- Skills
- See official employer job description
- Experience
- Mid
- Openings
- 4
- Apply by
- November 6, 2026
- Radical customer centricity
- Ownership-driven culture
- Keeping everything simple
- Long-term thinking
- Complete transparency
- PMS Compliance: Ensure compliance with applicable PMS regulations, including onboarding, online offerings, approval workflows, advertising, segregation of activities, and monitoring of investment and operational compliance.
- Wealth Management Compliance: Manage compliance requirements related to the distribution of financial products and wealth management services.
- Digital Compliance: Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection (DPDP) framework and other applicable regulations.
- Risk & Internal Audit: Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
- AML & Surveillance: Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring activities.
- CA / CS / MBA or equivalent professional qualification.
- 4-5 years of relevant experience in the securities market, preferably in Asset Management or Portfolio Management Services (PMS).
- Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.
Responsibilities
• Lead end-to-end execution of projects and cross-functional deliverables for Manager - Compliance (PMS).
• Collaborate closely with departmental peers and stakeholders to ensure seamless operational continuity.
• Monitor core performance KPIs, troubleshoot bottlenecks, and implement optimization protocols.
• Champion high quality standards, peer reviews, and comprehensive team documentation.
Candidate Skill Fit Analysis
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Estimated In-Hand Salary
New Tax Regime (AY 2026–27)Indicative estimate using standard assumptions for EPF, professional tax and Section 87A. Actual payroll, benefits and deductions vary by employer and individual.
Compensation Market Benchmark
Competitive BandEstimated industry distribution for Compliance roles in Bengaluru-VTP, India: